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Read Our Latest Thoughts on Annuities and Other Investing Topics

MAY 28, 2014

Fixed Annuity Sales Receiving Added Scrutiny from FINRA

Bruce Kelly and Darla Mercado

AnnuityAssist’s View: FINRA’s scrutiny over potentially predatory 1035 exchanges of annuity contracts is a step in the right direction, in our view. The large sales commissions from these exchanges can potentially create a conflict of interest, and we applaud tighter scrutiny over the industry and its sales tactics.

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